About
Our Program
CNA Pro is a major provider of errors and omissions insurance for
company sponsored programs for Life Insurance Agents, General Agents,
Registered Representatives, Registered Principals, Registered Investment
Advisers, Corporate Registered Investment Advisers and their Investment
Adviser Representatives and Security Broker/ Dealers.
Our unit offers a diverse range of E&O products and services which
address many of the current needs and potential exposures facing this
work force. We provide coverage, subject to our policies' terms, conditions
and exclusions, for the following:
- Traditional
agents' activities as they relate to the sale and servicing of
life, accident and health insurance products;
- Certain
activities falling within the expanded Agents' business including
financial planning activities, the sale of employee benefit plans,
individual retirement arrangements, KEOGH retirement plans, disability
income insurance, fixed annuities and services as a notary public;
- General
Agents' responsibilities including the supervision, management
or training of Agents;
- Registered
Representatives' activities including the sale and servicing of
approved securities through a specified Broker/Dealer, the incidental
advice provided in connection with such sale and other certain
financial planning activities;
- Independent
Registered Investment Advisers' activities including investment
advisory services provided pursuant to the Investment Advisers
Act of 1940;
- Responsibilities
of Registered Principals to supervise, manage and train their
respective Registered Representatives;
- Entity coverage
for Broker/ Dealers, which includes those supervisory responsibilities
imposed by statute and regulations;
- and Coverage
for an entity's Corporate Registered Investment Adviser activities.
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